Compliance Technician - Full Time


We are a leading broker based in Northampton predominantly offering luxury car and home insurance products to the affluent. We also provide commercial insurances to small-to-medium enterprise and a range of financial services products to clients, all nationwide.

We are looking for a multi-talented individual to help ensure that our high standards are maintained, the role involves auditing your colleagues' output to ensure that all regulatory requirements and internal procedures are met. Your duties will demand an ability to focus on fine details to identify errors, and then report back on those errors to colleagues. You will work within a team to meet targets and to identify trends. There will also be some data entry tasks involved within the role where analysis of the data is required.

You will be able to think on your own feet, be able to work independently and as part of a team. You will be organised, motivated and command a positive outlook to life and your career.


Key responsibilities and tasks

  • Quality control checks to ensure of accurate and compliant presentation
  • Call monitoring to ensure high standards and compliance are satisfied
  • Data entry and associated analysis of information
  • Highlighting reoccurring trends and promoting action
  • Providing feedback to our Auditing Manager and Client Service Manager
  • Assisting the development of procedures, guidelines and documentation


What we're looking for

The ideal candidate will be career minded and be prepared to go the extra mile to achieve results. Someone who will be able to think on their feet, working independently and as part of a team. You should be well organised, self-motivated and approachable with a positive outlook towards your work. An interest in personal development would be favourable.



Your employment background should include

  • Office experience (essential)
  • Administrative experience (essential)
  • Experience with Microsoft applications including Word, Excel and Outlook (essential)
  • Administrative experience (essential)
  • Experience working with structured procedures and deadlines (preferred)
  • Knowledge of FCA regulations (preferred)
  • Chartered Insurance Institute (CII) qualifications (preferred)


Your skills and abilities should include

  • An ability to focus on detail
  • Strong organisational and administrative skills
  • Able to work competently with numbers
  • Accurate processing and presentation
  • Good interpersonal communication skills
  • An ability to work as a team plater and using your own initiative
  • An ability to work under pressure to meet deadlines
  • A competent understanding and working ability with Microsoft Word, Excel and Outlook
  • Self-motivation and effective time management
  • A natural ability to build rapport

Rewards & Benefits

  • Monday to Friday 9am - 5:30pm with an hour for lunch
  • 28 days equivalent holiday including bank holidays
  • Increasing holiday entitlement with longevity of service
  • Access to our comprehensive healthcare plan
  • Annual performance based profit share scheme
  • Loyalty bonus following 5, 10 and 15 years of service
  • On site hands-on training and development programs
  • Financial support for Continued Professional Development
  • Staff discounts on Car and Home Insurance products
  • Access and management of an in-house savers scheme
  • Access and contribution to workplace pension scheme
  • Eye care vouchers for examination and corrective lenses


Salary is negotiable dependant on experience. Starting salary is from £19,000 plus benefits described.

If you would like to make an application please download and complete the application form below and email it to careers@firstpoint.co.uk along with your CV.


First Point Insurance Management Ltd, registered in England No. 3521771. First Point Financial Management Ltd, registered in England No. 9444714. Registered Office: Lakeview House, 4 Woodbrook Crescent, Billericay, Essex CM12 0EQ. First Point Insurance Management is authorised and regulated by the Financial Conduct Authority, registered number 310158.
You may check this on the Financial Services Register by visiting the FCA's website, register.fca.org.uk or by contacting the FCA on 0800 111 6768.
First Point Financial Management is a trading style of Lifetime Financial Management Ltd. Lifetime Financial Management is authorised and regulated by the Financial Conduct Authority, registered number 448415. Lifetime Financial Management Ltd is registered in England and Wales No. 3652194. Directors: P Merrigan, U Ozturk and C Last. Registered Office: 12-14 Upper Marlborough Road, St Albans, Herts AL1 3UR.